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Spanton Financial Planning & Investment Management
Regulatory Structure and The Safety of your money
There are three pieces to the puzzle. The Custodian, the Broker Dealer, and the Advisor.
The Broker Dealer is part of the regulatory stucture and is what I refer to as my "Back Office". I couldn't be more proud than to be associated with Independent Financial Group. Learn more at www.ifgsd.com
The Custodian is who actually holds your money. When you request a check, that is who sends it out. It's hard to overemphasize the importance of a strong, reputable, and award winning custodian. Learn more at www.pershing.com.
Or click to download Understanding The Protection of Client Assets
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